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261	SR-NASDAQ[removed]Page 23 of 30 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 11:04:33 NASDAQ Direct Edge Market data New York City Economy of New York Economy of the United States Financial markets NASDAQ OMX Group
262	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]August 20, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-21 08:53:38 Securities Exchange Act BATS Global Markets U.S. Securities and Exchange Commission Financial regulation United States United States securities law Direct Edge Economy of the United States
263	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]August 20, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-21 08:53:58 73rd United States Congress Mathematical finance Direct Edge Regulation NMS Financial economics Securities Exchange Act Algorithmic trading U.S. Securities and Exchange Commission Finance United States Securities and Exchange Commission United States securities law Financial markets
264	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]September 26, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-29 08:19:40 Financial markets Finance United States Securities and Exchange Commission Direct Edge Mathematical finance Order Securities Exchange Act New York Stock Exchange NYSE Arca Financial economics Investment Stock market
265	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- BYX[removed]September 23, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 15:00:15 73rd United States Congress United States securities law Investment Order Securities Exchange Act Direct Edge Futures contract Finance United States Securities and Exchange Commission Stock market Financial economics
266	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]September 22, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 12:27:40 Investment Stock market Finance 73rd United States Congress United States securities law Securities Exchange Act Direct Edge Regulation NMS Order United States Securities and Exchange Commission Financial markets Financial economics
267	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]September 26, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 32 to the Joint Self-Regulatory Organization Plan Governing the Colle Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-30 14:07:33 Chicago Stock Exchange NASDAQ Securities Exchange Act Direct Edge Unanimity Financial Industry Regulatory Authority Philadelphia Stock Exchange International Securities Exchange Stock market Self-regulatory organizations Economy of the United States United States securities law
268	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]August 20, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-21 08:51:24 Financial markets Mathematical finance Regulation NMS Securities Exchange Act Direct Edge Algorithmic trading U.S. Securities and Exchange Commission Routing Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
269	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 17, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 11:04:33 Investment NYSE Arca Market data NASDAQ New York Stock Exchange Securities Exchange Act Market depth Direct Edge Financial markets Financial economics Economy of the United States
270	BATS GLOBAL MARKETS AUGUST HIGHLIGHTS: REPORTS RECORD U.S. OPTIONS MARKET SHARE OF 5.3%; U.S. AND EUROPEAN EQUITIES MARKET SHARE REMAINS STRONG 20.5% U.S. Equities Market Share; 22.1% European Equities Market Share KANSA Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-09-09 06:51:41 Financial markets Stock market BATS Chi-X Europe Direct Edge BATS Global Markets Exchange-traded fund Futures contract Futures exchanges International Securities Exchange Financial economics Investment Finance

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